Bekker Compliance Consulting Partners, LLC (BCCP)

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Bekker Compliance Consulting Partners, LLC (BCCP)

A boutique global consultancy that provides consulting, training, and expert witness services.

BCCP was founded in June 2006 by Carrie Bekker, a global financial services veteran with 30 years legal and regulatory compliance experience, derived from her tenure as a Corporate/Securities Paralegal in law firms, corporate law departments, and trust companies in the United States and internationally. Carrie has also held Senior Compliance Officer positions with several global financial conglomerates, including AEGON/Transamerica, Pacific Life, and AIG Sunamerica.

07/13/2022

Carrie F Rinehart-Bekker: This is the fourth installment of our BCCP Summer Compliance Series.

If you are a discretionary manager and if all of your clients get generally the same portfolio -- with the same securities in approximately the same measure -- you may be running a de facto mutual fund (in the eyes of regulators). In order to prevent being considered an investment company, you need to take a few steps.

This is the fourth installment of our BCCP Summer Compliance Series. When we think of investment advisor regulation, advisors are familiar with the typical SEC and/or state rules they must follow. However, there are a few rules in other Acts that apply to all market participants, regardless of regul...

06/29/2022

Carrie F Rinehart-Bekker: This is the third installment in our BCCP Summer Compliance Series - tips and best practices on how to determine if your older clients are showing signs of diminished capacity and, if so, how to help them.

This is the third installment of our BCCP Summer Compliance Series. Our country is getting older. The Baby Boomers (that great mass of people and wealth) are retiring and entering their golden years. Many advisors have concerns about diminished capacity in their clients. Advisors may have some notio...

06/22/2022

Carrie F Rinehart-Bekker: Best practices tips for Investment Advisors regarding AML compliance

This is the second installment of our BCCP Summer Compliance Series. Investment advisors do not fall under the government’s definition of ‘financial institution’ under the USA PATRIOT Act, and, therefore, have no regulatory obligations with respect to Anti-Money Laundering (“AML”). However...

06/15/2022

Carrie Rinehart-Bekker: Compliance Kickstarter for Investment Advisors.

This is the first installment of our BCCP Summer Compliance Series. With tax season behind us, and the summer lull setting in, this might be a good time to get compliance back on track with a “Compliance Kickstarter” program. Take a few minutes a day for five days to refocus on compliance. Below...

03/08/2021

Best places to park your emergency fund money. (One word: Liquid)

Before you invest it's wise to set aside some money—equivalent to three to six months of living expenses—in an emergency fund to cover any unexpected expenses like car repairs and medical emergencies. Learn how to create a rainy day fund.

03/02/2021

New! Corporate services for small businesses.

Small business corporate services -- incorporation, foreign qualification, registered agent, mobile notary

01/09/2021

Colleague Ken Barden discussing fraud risk and sustainability.

What's the secret to making anti-corruption efforts effective in the long term? What lessons can be learned from the mistakes made in public funding and emergency supply chains during COVID-19? In this episode, special guest Kenneth Barden shares answers to these and other questions by drawing on hi...

10/06/2020

Blog article written by BCCP Associate Intern Jess Hart:

The Tamable Cryptocurrency: An Overview of Stablecoin Regulation in the United States

The term “Bitcoin” comes with both negative and positive connotations. For many, the word evokes a reaction somewhere between confusion and skepticism. This is perhaps because cryptocurrencies are associated with being unstable, vulnerable, and not easily regulated. While this may be true of som...

08/05/2020

Compliance Outsourcing in the Age of COVID-19

by Rachel Schwartz
Associate Intern

Deciding whether to outsource your firm's compliance needs comes with many variables to consider; however, the Coronavirus may have made this decision a bit easier. In today's work-from-home culture, there has been a shift to outsourced work functions. An article from Thomson Reuters points out that...

07/05/2020

My firm is implementing a similar trajectory. Please stay tuned for updates.

في ضوء قرارات الحكومات حول العالم بالعودة للحياة الطبيعية بعد انتشار جائحة كورونا والتعايش معها حتى اكتشاف اللقاح المناسب، وفي هذا السياق، فقد صممت بيكر تلي مجموعة من الخدمات الاستشارية التي تساعد كيانات الأعمال على تجاوز الآثار السلبية لجائحة كورونا.
وتضم الخدمات الاستشارية ما يلي:
-استشارات التمويل الميسر
- إعادة الهيكلة المالية للشركات
- إعادة هيكلة الموارد البشرية للشركات
- التحول الرقمي للعمل عن بعد
- الاستحواذ والاندماج
- خطة استمرارية الأعمال
للاستفسار يرجى الاتصال بنا على:
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لمزيد من المعلومات:
https://bit.ly/2NqK9cV

#بيكرتلي #الكويت #خدمات #استشارات

05/07/2020

Making the case for a federal privacy law.

Consensus has formed around the need for a national privacy law; Congress should seize this opportunity.

Address

6608 South West Shore Boulevard
Tampa, FL
33616

Website

http://www.bccp-llc.com/

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