Prospera Financial Services

06/17/2026

Prospera is proud to share that we've been selected as a finalist of the 2026 Wealth Management Industry Awards for our Operations Concierge Program! This acknowledgment reflects our commitment to high‑touch, streamlined support that helps advisors stay focused on their clients.

Thank you to everyone who supports our mission. We're honored to be recognized among the industry's best! 🏆

Click the link below to learn more!

https://www.prosperafinancial.com/prospera-financial-services-named-finalist-in-2026-wealth-management-industry-awards-program/

Dallas-based boutique wealth management firm recognized for Operations Concierge Program in Service category DALLAS – June 15, 2026 — Prospera Financial Services Inc. (“Prospera”), a wealth management firm supporting a nationwide network of independent financial advisors, today announced it ...

06/16/2026

New on the Prospera Blog: Transforming Operations from Processing to Partnership

"Operational excellence is no longer just about processing paperwork; it’s about helping advisors grow, serving clients more effectively, and creating better overall experience."

Interested in learning more? Check out the full blog post below.

https://www.prosperafinancial.com/transforming-operations-from-processing-to-partnership/

For many years, operations in our industry were viewed primarily as a processing function, opening accounts, moving money, handling paperwork, and resolving service requests. While those responsibilities remain important, today’s environment demands something more. As advisors face increasing clie...

06/12/2026

Ed Kern, Chief Financial Officer, is the champion of Prospera’s key success factor of ensuring “disciplined financial performance.” Ed’s extensive experience – more than 20 years in the financial industry – makes him an integral leader within Prospera.

His background includes business planning and analysis, accounting and financial management, regulatory reporting, as well as mergers and acquisitions. Each day, Ed is charged with building a strong financial foundation for Prospera with a lens on the overall value-added picture and growth potential.

06/10/2026

The Prospera team was in Washington, D.C. for the Financial Services Institute Advocacy Summit, joining industry peers to support and advocate for independent financial advisors and their clients. Grateful to be part of such an engaged community, with the added bonus of connecting in person with several of our Prospera advisors.

06/10/2026

The Client Service Associate Council exchanges ideas, provides constructive feedback, and acts as a sounding board for Prospera’s Operations team, adding value to Prospera when policies and procedures are introduced or updated.

At Prospera, the advisor leads the charge and our Advisory Councils ensure we do just that. We actively seek feedback to continue growing a bigger breed of independence, flexibility, and support.

Check out all of our councils today!

At Prospera, the advisor leads the charge and our Advisory Councils ensure we do just that. We actively seek feedback to continue growing a bigger breed of independence, flexibility, and support.

06/09/2026

06/05/2026

At Prospera, we’ve got your back. We’re a firm founded on integrity – and since 1982, we’ve been serving advisors with trust and respect. We listen to our advisors, which has helped us build an innovative and industry-leading platform designed to deliver Success Your Way™.

“The difference between Prospera and most other firms is the experience. Leadership and the home office team know us by name, know our business, and we have meaningful, personal relationships with them. In an industry built on relationships and personal interaction, I don’t know if I could work in any other environment.” – Tony Montanari, CIMA, ACM Wealth Management

Built by advisors, for advisors. Discover the power of Prospera – over 40 years strong – and experience Success Your Way™.

06/04/2026

Say hello to our 2026 Summer Interns! 👋

They’ll be learning, growing, and contributing across Prospera all summer long. We’re excited to have them and can’t wait to see what they accomplish!

06/02/2026

New on the Prospera Blog: Change is Hard

"Change is not just inevitable; it is constant. Do you want to manage the change or lead through the change?"

Interested in learning more? Check out the full blog post below.

https://www.prosperafinancial.com/change-is-hard/

Change is hard…. Change is not just inevitable; it is constant. Do you want to manage the change or lead through the change? Leaders who excel in leading through change focus on building trust, fostering open communication, and creating a vision that inspires action and commitment. Leading through...