30/10/2024
"𝘍𝘰𝘳 𝘢 𝘣𝘦𝘵𝘵𝘦𝘳 𝘴𝘦𝘳𝘷𝘪𝘤𝘦 𝘢𝘩𝘦𝘢𝘥 & 𝘩𝘦𝘭𝘱𝘪𝘯𝘨 𝘦𝘷𝘦𝘳𝘺 𝘍𝘪𝘭𝘪𝘱𝘪𝘯𝘰 𝘨𝘦𝘵 𝘵𝘩𝘦 𝘮𝘰𝘴𝘵 𝘰𝘶𝘵 𝘰𝘧 𝘭𝘪𝘧𝘦."
𝗣𝗿𝗼𝘁𝗲𝗰𝘁𝗶𝗻𝗴 𝗺𝘆 𝗰𝗹𝗶𝗲𝗻𝘁𝘀’ 𝗶𝗻𝘁𝗲𝗿𝗲𝘀𝘁 𝗶𝘀 𝗺𝘆 #𝟭 𝗽𝗿𝗶𝗼𝗿𝗶𝘁𝘆. 💫
Finally done and passed the 2024 ANNUAL COMPLIANCE REFRESHER COURSE
Prudential Anti-Bribery and Corruption (ABC) and Prudential Anti-Money Laundering (AML).
🎯 𝘐𝘯𝘴𝘶𝘳𝘢𝘯𝘤𝘦 𝘊𝘰𝘮𝘮𝘪𝘴𝘪𝘰𝘯
🎯 𝘊𝘢𝘳𝘦𝘦𝘳 𝘈𝘨𝘦𝘯𝘵'𝘴 𝘔𝘢𝘴𝘵𝘦𝘳 𝘈𝘨𝘳𝘦𝘦𝘮𝘦𝘯𝘵 (𝘊𝘈𝘔𝘈)
🎯 𝘈𝘯𝘵𝘪-𝘔𝘰𝘯𝘦𝘺 𝘓𝘢𝘶𝘯𝘥𝘦𝘳𝘪𝘯𝘨 𝘈𝘤𝘵 (𝘈𝘔𝘓𝘈)
🎯 𝘋𝘢𝘵𝘢 𝘗𝘳𝘪𝘷𝘢𝘤𝘺 𝘈𝘤𝘵
🎯 𝘈𝘯𝘵𝘪-𝘉𝘳𝘪𝘣𝘦𝘳𝘺 𝘢𝘯𝘥 𝘊𝘰𝘳𝘳𝘶𝘱𝘵𝘪𝘰𝘯 (𝘈𝘉𝘊)
Every Licensed Financial Advisor needs to accomplish our mandatory yearly refresher course to ensure that we are knowledgeable enough about the business.
𝗣𝗿𝘂 𝗟𝗶𝗳𝗲 𝗨𝗞 𝗶𝘀 𝘁𝗵𝗲 𝗺𝗼𝘀𝘁 𝗰𝗼𝗺𝗽𝗹𝗶𝗮𝗻𝘁 𝗟𝗶𝗳𝗲 𝗜𝗻𝘀𝘂𝗿𝗮𝗻𝗰𝗲 𝗖𝗼𝗺𝗽𝗮𝗻𝘆 𝗶𝗻 𝘁𝗵𝗲 𝗣𝗵𝗶𝗹𝗶𝗽𝗽𝗶𝗻𝗲𝘀 in terms of protecting the interests of its stakeholders, especially our clients.
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