14/01/2026
We’re Hiring: Compliance Manager | UK IFA Firm
We’re looking for an experienced Compliance Manager to join our growing UK independent financial adviser firm and play a key role in maintaining the highest standards of regulatory compliance and client care.
This is an excellent opportunity for a compliance professional with strong FCA regulatory knowledge to work closely with advisers, senior management, and operations to support a robust compliance framework.
Key Responsibilities:
✔ Oversee and maintain the firm’s compliance framework in line with FCA requirements
✔ Provide guidance and support to advisers on regulatory matters
✔ Conduct file reviews, monitoring, and risk assessments
✔ Manage regulatory reporting and liaise with external compliance providers where required
✔ Support ongoing improvements to policies, procedures, and controls
About You:
• Proven compliance experience within a UK IFA / financial planning firm
• Strong working knowledge of FCA regulations and best practice
• Detail-oriented, proactive, and confident working independently
• Excellent communication and stakeholder management skills
What We Offer:
• Competitive salary (DOE)
• Supportive, professional working environment
• Opportunity to make a real impact within an independent firm
• Flexible / hybrid working options (where applicable)
📩 Interested?
Please apply via LinkedIn or contact us directly for a confidential discussion.
[email protected]